at


Investment Adviser Firm Summary

MENCH FINANCIAL INC (CRD# 106689 / SEC# 801-48232)
Alternate Names: MENCH FINANCIAL INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/17/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/16/2015
Alaska 03/26/2014
Arizona 02/12/1996
California 02/17/2005
Colorado 02/17/2005
Connecticut 01/31/2002
Florida 11/07/2005
Georgia 02/17/2005
Idaho 02/17/2005
Illinois 02/22/2005
Indiana 01/31/2002
Iowa 02/04/2002
Kansas 02/17/2005
Kentucky 02/07/2000
Maine 03/16/2015
Maryland 02/17/2005
Massachusetts 01/31/2002
Michigan 01/31/2002
Minnesota 02/22/2005
Missouri 03/26/2014
Montana 03/16/2015
Nebraska 02/17/2005
Nevada 02/17/2005
New Jersey 06/12/1995
New York 02/17/2005
North Carolina 03/16/2015
Ohio 02/15/2000
Oregon 01/26/2001
Pennsylvania 03/23/2016
Rhode Island 03/28/2018
South Carolina 03/26/2014
South Dakota 02/18/2005
Tennessee 02/01/2002
Texas 02/17/2005
Virginia 02/17/2005
Washington 02/17/2005
West Virginia 03/26/2014
Wisconsin 05/01/1995
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser