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Investment Adviser Firm Summary

WENDELL DAVID ASSOCIATES INC (CRD# 106664 / SEC# 801-47437)
Alternate Names: DAVID WENDELL ASSOCIATES, INC. , WENDELL DAVID ASSOCIATES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/10/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 04/02/2001
Colorado 02/24/2014
Connecticut 01/02/2013
Florida 06/15/1992
Illinois 10/05/1994
Indiana 02/13/2015
Kentucky 09/10/2003
Maine 09/29/1994
Maryland 03/08/2017
Massachusetts 04/14/1994
Michigan 02/07/2001
Missouri 07/24/1991
New Hampshire 04/15/1992
New Jersey 04/16/2015
New York 04/02/2001
Ohio 01/01/2000
Pennsylvania 03/02/1995
Texas 11/07/1994
Vermont 03/20/1996
Virginia 08/14/1997

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser