at


Investment Adviser Firm Summary

EDGEWOOD MANAGEMENT LLC (CRD# 106647 / SEC# 801-9970)
Alternate Names: EDGEWOOD MANAGEMENT CO , EDGEWOOD MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/08/1974

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/31/2013
Arizona 01/31/2013
California 01/05/1999
Colorado 03/31/2005
Connecticut 07/21/1997
Delaware 03/12/2007
Florida 01/28/1999
Georgia 01/31/2013
Illinois 12/04/1986
Indiana 03/08/2007
Kansas 01/31/2013
Louisiana 03/31/2008
Maryland 03/31/2005
Massachusetts 04/14/1994
Michigan 03/26/2003
Minnesota 03/30/2011
Mississippi 03/08/2007
Missouri 03/08/2007
Nebraska 01/31/2013
New Hampshire 01/05/1999
New Jersey 01/05/1999
New Mexico 01/31/2013
New York 11/18/1974
North Carolina 04/01/2009
Ohio 03/26/2003
Oklahoma 04/01/2009
Oregon 12/04/1990
Pennsylvania 03/08/2007
Rhode Island 03/29/2018
South Carolina 03/08/2007
Tennessee 03/27/2003
Texas 03/25/2004
Vermont 01/31/2013
Virginia 01/31/2013
Washington 03/08/2007
Wisconsin 03/31/2005
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser