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Investment Adviser Firm Summary

THE FINANCIAL NETWORK GROUP, LTD (CRD# 106619 / SEC# 801-49136)
Alternate Names: ACORDIA RAUH FINANCIAL SERVICES , FINANCIAL NETWORK GROUP LTD , RETIREMENT STRATEGIES, INC. , SHARABA FINANCIAL , SIMPLY MONEY ADVISORS , THE FINANCIAL NETWORK GROUP, LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/20/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 11/03/2014
California 06/06/2006
Florida 06/07/2006
Georgia 05/07/2015
Illinois 06/13/2006
Indiana 06/06/2006
Kentucky 06/23/1997
Louisiana 04/04/2013
Michigan 03/27/2002
North Carolina 11/14/2008
Ohio 12/22/1999
South Carolina 04/04/2013
Tennessee 06/07/2006
Texas 09/19/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser