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Investment Adviser Firm Summary

PLANCORP, LLC (CRD# 106599 / SEC# 801-20398)
Alternate Names: PLANCORP HOLDINGS, INC. , PLANCORP INC , PLANCORP, INC. , PLANCORP, LLC , PLANCORPĀ®, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/14/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/30/2011
California 03/26/2002
Colorado 12/04/2009
District of Columbia 07/18/2017
Florida 01/25/2005
Illinois 10/02/2001
Indiana 04/03/2012
Iowa 04/07/2016
Kansas 11/29/2016
Louisiana 03/23/2016
Maryland 03/23/2016
Massachusetts 03/26/2015
Minnesota 03/26/2015
Mississippi 02/02/2009
Missouri 03/31/1987
Nebraska 07/18/2017
New Hampshire 03/27/2002
New Mexico 03/23/2016
New York 03/30/2011
South Carolina 03/23/2016
Tennessee 04/03/2012
Texas 03/27/2002
Virginia 11/29/2016
Washington 01/22/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser