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Investment Adviser Firm Summary

WELLINGTON MANAGEMENT COMPANY LLP (CRD# 106595 / SEC# 801-15908)
Alternate Names: WELLINGTON MANAGEMENT COMPANY LLP , WELLINGTON MANAGEMENT COMPANY, LLP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/30/1979

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2011
Arizona 04/07/2006
California 08/28/1980
Connecticut 06/23/1997
Delaware 04/18/2006
District of Columbia 04/07/2006
Florida 04/25/1961
Georgia 03/23/2001
Hawaii 03/16/2012
Illinois 04/16/1984
Indiana 04/01/2002
Iowa 03/29/2018
Kentucky 03/16/2012
Louisiana 03/16/2012
Maryland 10/09/1990
Massachusetts 04/01/2002
Michigan 04/13/1999
Minnesota 10/10/1961
Missouri 01/23/1987
Nebraska 04/01/2002
New Hampshire 03/31/2011
New Jersey 01/01/1961
New York 01/01/1984
North Carolina 12/14/2000
Ohio 04/07/2006
Oklahoma 03/30/2017
Oregon 03/28/2008
Pennsylvania 02/07/1997
Tennessee 01/05/1998
Texas 03/03/1998
Virginia 01/28/1988
Washington 03/28/2008
Wisconsin 03/06/1980

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser