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Investment Adviser Firm Summary

VERITRUST FINANCIAL, LLC (CRD# 106594 / SEC# 8-53006 )
Alternate Names: VERITRUST FINANCIAL, LLC


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 09/27/2013)
This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 11/20/2013
Alabama Terminated 04/29/2010
Arizona Terminated 04/12/2010
California Terminated 04/12/2010
Colorado Terminated 04/13/2010
Connecticut Terminated 04/12/2010
Delaware Terminated 04/14/2010
Florida Terminated 04/12/2010
Idaho Terminated 04/12/2010
Illinois Terminated 04/07/2010
Missouri Cancelled 08/25/2008
Nevada Terminated 05/13/2010
New Jersey Terminated 04/12/2010
New York Terminated 04/12/2010
North Carolina Terminated 04/12/2010
Ohio Terminated 04/12/2010
Oregon Terminated 04/12/2010
Pennsylvania Terminated 04/13/2010
Texas Terminated 04/12/2010
Virginia Terminated 04/12/2010
Washington Terminated 04/12/2010
Wisconsin Terminated 04/12/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser