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Investment Adviser Firm Summary

TRUSTCORE FINANCIAL SERVICES, LLC (CRD# 106522 / SEC# 801-17538)
Alternate Names: TRUSTCORE FINANCIAL SERVICES, INC. , TRUSTCORE FINANCIAL SERVICES, LLC , TRUSTMARK FINANCIAL SERVICES INC , TRUSTMARK INVESTMENTS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/27/1982
Texas Terminated 11/27/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/28/2006
Arkansas 01/12/2009
California 08/13/1997
Colorado 03/19/2015
District of Columbia 03/22/2016
Florida 01/13/2009
Georgia 01/12/2009
Illinois 02/06/2009
Indiana 03/26/2010
Kentucky 11/13/2006
Louisiana 11/13/2006
Massachusetts 03/26/2010
Michigan 03/22/2016
Nevada 03/29/2018
New Jersey 02/07/2011
New York 01/18/2011
North Carolina 01/12/2009
Ohio 01/18/2011
Oregon 01/18/2011
South Carolina 01/12/2009
Tennessee 09/25/1998
Texas 01/06/2003
Virginia 10/31/1994
Washington 03/22/2016
Wisconsin 03/22/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser