at


Investment Adviser Firm Summary

INVERNESS COUNSEL, LLC (CRD# 106520 / SEC# 801-40161)
Alternate Names: INVERNESS COUNSEL INC , INVERNESS COUNSEL, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/13/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/30/2016
California 12/17/2010
Colorado 12/17/2010
Connecticut 12/15/1997
Florida 02/20/1992
Georgia 12/17/2010
Illinois 03/29/2018
Maine 12/17/2010
Maryland 12/17/2010
Massachusetts 12/17/2010
Michigan 02/28/2001
Mississippi 12/17/2010
Montana 11/01/2002
New Hampshire 03/30/2016
New Jersey 02/28/2001
New York 02/28/2001
North Carolina 12/17/2010
Ohio 12/17/2010
Pennsylvania 12/17/2010
Texas 11/01/2002
Utah 03/15/1996
Virginia 11/01/2002
Washington 12/17/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser