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Investment Adviser Firm Summary

BOK FINANCIAL ASSET MANAGEMENT, INC. (CRD# 106507 / SEC# 801-51834)
Alternate Names: BOK FINANCIAL ASSET MANAGEMENT, INC. , MBM ADVISORS INC , MBM ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/07/1996

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/16/2004
Alaska 10/25/2010
Arizona 01/25/2006
Arkansas 01/06/2003
California 01/06/2003
Colorado 01/25/2006
Connecticut 01/06/2003
Delaware 03/23/2015
District of Columbia 03/23/2015
Florida 01/26/2006
Georgia 04/09/2003
Idaho 03/23/2015
Illinois 02/28/2014
Indiana 03/23/2015
Iowa 01/12/2004
Kansas 04/09/2003
Kentucky 03/23/2015
Louisiana 01/06/2003
Maine 03/23/2015
Maryland 03/23/2015
Massachusetts 03/23/2015
Michigan 01/25/2006
Minnesota 03/23/2015
Mississippi 01/25/2006
Missouri 04/09/2003
Montana 03/23/2015
Nebraska 01/02/2004
Nevada 03/30/2012
New Hampshire 01/25/2006
New Jersey 03/07/2006
New Mexico 01/06/2003
New York 01/25/2006
North Carolina 01/25/2006
North Dakota 06/23/2016
Ohio 03/23/2015
Oklahoma 01/06/2003
Oregon 02/24/2014
Pennsylvania 01/25/2006
Rhode Island 03/23/2015
South Carolina 02/24/2014
South Dakota 03/23/2015
Tennessee 01/26/2006
Texas 07/02/1996
Utah 01/25/2006
Vermont 03/23/2015
Virginia 03/23/2015
Washington 02/24/2014
West Virginia 10/25/2010
Wisconsin 03/23/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser