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Investment Adviser Firm Summary

VOYA INVESTMENT MANAGEMENT CO. LLC (CRD# 106494 / SEC# 801-9046)
Alternate Names: AELTUS INVESTMENT MANAGEMENT INC , FSIP LLC , ING ALTERNATIVE ASSETS , ING INVESTMENT MANAGEMENT CO. , ING INVESTMENT MANAGEMENT CO. LLC , VOYA INVESTMENT MANAGEMENT , VOYA INVESTMENT MANAGEMENT AMERICAS , VOYA INVESTMENT MANAGEMENT CO. LLC , VOYA U. S. INVESTMENT MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/07/1973

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/30/2004
Alaska 07/02/2004
Arizona 03/31/2003
Arkansas 07/07/2004
California 12/10/2002
Colorado 06/30/2004
Connecticut 03/31/1998
Delaware 07/28/2004
District of Columbia 06/30/2004
Florida 07/01/2004
Georgia 05/16/1990
Hawaii 06/30/2004
Idaho 06/30/2004
Illinois 07/07/2004
Indiana 06/30/2004
Iowa 07/06/2004
Kansas 06/30/2004
Kentucky 06/30/2004
Louisiana 06/30/2004
Maine 06/30/2004
Maryland 06/30/2004
Massachusetts 06/30/2004
Michigan 03/31/2003
Minnesota 07/12/2004
Mississippi 06/30/2004
Missouri 06/30/2004
Montana 06/30/2004
Nebraska 06/30/2004
Nevada 06/30/2004
New Hampshire 06/30/2004
New Jersey 07/12/2004
New Mexico 06/30/2004
New York 01/02/2003
North Carolina 06/30/2004
North Dakota 06/30/2004
Ohio 06/30/2004
Oklahoma 06/30/2004
Oregon 06/30/2004
Pennsylvania 06/30/2004
Puerto Rico 06/30/2004
Rhode Island 06/30/2004
South Carolina 06/30/2004
South Dakota 07/06/2004
Tennessee 07/01/2004
Texas 12/10/2002
Utah 06/30/2004
Vermont 06/30/2004
Virginia 06/30/2004
Washington 06/30/2004
West Virginia 06/30/2004
Wisconsin 06/30/2004
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser