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Investment Adviser Firm Summary

GALLIARD CAPITAL MANAGEMENT INC (CRD# 106487 / SEC# 801-49780)
Alternate Names: GALLIARD CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/10/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/04/2007
Connecticut 01/04/2007
District of Columbia 03/30/2015
Florida 01/05/2007
Georgia 01/04/2007
Illinois 01/08/2007
Indiana 03/30/2015
Iowa 03/25/2010
Kansas 03/30/2016
Kentucky 03/24/2010
Maryland 01/04/2007
Massachusetts 01/04/2007
Michigan 01/04/2007
Minnesota 09/19/1995
Missouri 03/30/2015
Nebraska 03/30/2016
New Hampshire 03/30/2016
New Jersey 01/14/2008
New York 03/20/2007
North Carolina 03/24/2010
Ohio 03/30/2011
Pennsylvania 03/24/2010
Rhode Island 01/04/2007
Virginia 01/04/2007
Wisconsin 01/04/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser