at


Investment Adviser Firm Summary

BMO ASSET MANAGEMENT CORP. (CRD# 106466 / SEC# 801-35533)
Alternate Names: BMO ASSET MANAGEMENT CORP. , BMO ASSET MANAGEMENT U.S. , BMO GLOBAL ASSET MANAGEMENT , BMO GLOBAL ASSET MANAGEMENT U.S. , CEDAR STREET ADVISORS , DELTA ASSET MANAGEMENT, A DIVISION OF BMO ASSET MANAGEMENT CORP. , HARRIS INVESTMENT MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/17/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/30/2012
Alaska 06/30/2012
Arizona 03/31/2008
Arkansas 06/30/2012
California 01/11/2007
Colorado 06/30/2012
Connecticut 03/31/2008
Delaware 06/30/2012
District of Columbia 06/29/2012
Florida 01/12/2007
Georgia 01/11/2007
Hawaii 06/30/2012
Idaho 01/11/2007
Illinois 01/11/1990
Indiana 01/11/2007
Iowa 06/30/2012
Kansas 06/30/2012
Kentucky 01/11/2007
Louisiana 06/30/2012
Maine 06/30/2012
Maryland 01/11/2007
Massachusetts 01/11/2007
Michigan 01/11/2007
Minnesota 01/16/2007
Mississippi 06/30/2012
Missouri 06/30/2012
Montana 06/30/2012
Nebraska 06/30/2012
Nevada 06/30/2012
New Hampshire 06/30/2012
New Jersey 01/16/2007
New Mexico 06/30/2012
New York 03/17/2004
North Carolina 01/11/2007
North Dakota 06/30/2012
Ohio 01/11/2007
Oklahoma 06/30/2012
Oregon 06/30/2012
Pennsylvania 01/11/2007
Puerto Rico 06/30/2012
Rhode Island 06/30/2012
South Carolina 03/31/2008
South Dakota 06/30/2012
Tennessee 01/12/2007
Texas 01/11/2007
Utah 06/30/2012
Vermont 06/30/2012
Virginia 01/11/2007
Washington 06/30/2012
West Virginia 06/30/2012
Wisconsin 01/11/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser