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Investment Adviser Firm Summary

NIEMANN CAPITAL MANAGEMENT INC (CRD# 106451 / SEC# 801-39734)
Alternate Names: NEIMANN CAPITAL MANAGEMENT INC , NIEMANN CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/27/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/27/2007
Arizona 05/30/2000
Arkansas 05/15/2000
California 10/26/1994
Colorado 01/14/2005
Connecticut 03/27/2007
Delaware 04/02/2007
Florida 08/03/1995
Georgia 03/27/2007
Hawaii 03/27/2007
Idaho 03/27/2007
Illinois 04/30/2001
Indiana 10/05/2001
Iowa 03/27/2007
Kansas 03/27/2007
Louisiana 03/25/2002
Maryland 10/05/2001
Massachusetts 05/12/2000
Michigan 03/25/2002
Minnesota 04/04/2002
Mississippi 03/25/2002
Missouri 10/05/2001
Montana 03/27/2007
Nebraska 03/27/2007
Nevada 03/25/2002
New Jersey 01/13/2004
New Mexico 01/14/2005
New York 12/18/2003
North Carolina 03/27/2007
Ohio 12/18/2003
Oklahoma 03/27/2007
Oregon 03/27/2007
Pennsylvania 03/25/2002
South Carolina 01/14/2005
South Dakota 03/29/2007
Tennessee 12/19/2003
Texas 11/26/2001
Utah 01/14/2005
Virginia 01/14/2005
Washington 03/25/2002
West Virginia 12/08/2009
Wisconsin 03/27/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser