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Investment Adviser Firm Summary

HORAN CAPITAL MANAGEMENT,LLC (CRD# 106415 / SEC# 801-48749)
Alternate Names: HORAN & ASSOCIATES FINANCIAL ADVISORS LP , HORAN & ASSOCIATES FINANCIAL ADVISORS LTD , HORAN & ASSOCIATES FINANCIAL ADVISORS, LTD. , HORAN CAPITAL MANAGEMENT,LLC , THE DANFORTH ASSOCIATES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/23/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/24/2015
Arizona 04/03/2006
California 04/03/2006
Colorado 05/04/2006
Connecticut 02/16/2007
Delaware 02/28/2018
Florida 02/02/2011
Georgia 06/22/2006
Hawaii 03/01/2017
Illinois 07/17/2006
Kansas 02/02/2015
Maryland 03/16/1995
Massachusetts 03/26/2007
Michigan 06/22/2006
Missouri 06/22/2006
Nevada 03/01/2017
New Jersey 02/27/2007
New York 02/16/2007
North Carolina 08/22/2006
Ohio 06/22/2006
Oregon 03/01/2017
Pennsylvania 01/01/1998
South Carolina 08/22/2006
Tennessee 02/02/2007
Texas 08/22/2006
Virginia 06/08/1998
Washington 02/02/2015
Wisconsin 02/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser