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Investment Adviser Firm Summary

FINANCIAL COUNSELORS INC (CRD# 106398 / SEC# 801-48195)
Alternate Names: FCI ADVISORS , FINANCIAL COUNSELORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/12/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/31/1996
Alaska 12/01/1995
Arizona 04/10/1996
Arkansas 08/07/1997
California 10/10/1996
Colorado 02/20/2001
Connecticut 09/18/1997
Delaware 11/27/1995
District of Columbia 01/01/1998
Florida 03/02/1995
Georgia 01/25/1995
Hawaii 03/19/1998
Idaho 11/07/1995
Illinois 01/31/1995
Indiana 02/13/2001
Iowa 01/01/1999
Kansas 09/02/1997
Kentucky 12/07/2000
Louisiana 10/05/2001
Maine 01/01/1998
Maryland 11/27/1995
Massachusetts 04/25/2005
Michigan 12/01/1997
Minnesota 02/28/1996
Mississippi 09/02/1997
Missouri 01/30/1995
Montana 04/01/1996
Nebraska 11/29/2000
Nevada 12/31/1995
New Hampshire 10/11/1995
New Jersey 05/11/2005
New Mexico 01/16/1996
New York 09/21/1995
North Carolina 02/09/2001
North Dakota 04/15/2005
Ohio 06/13/2000
Oklahoma 01/01/1998
Oregon 04/15/2005
Pennsylvania 01/01/1998
Puerto Rico 01/26/1996
Rhode Island 11/01/1993
South Carolina 01/15/1996
South Dakota 10/26/1995
Tennessee 08/13/1996
Texas 02/23/1996
Utah 11/03/1995
Vermont 01/01/1996
Virginia 09/12/1995
Washington 01/04/1996
West Virginia 01/17/1996
Wisconsin 01/10/1996
Wyoming 02/08/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser