at


Investment Adviser Firm Summary

SIGNATURE FINANCIAL MANAGEMENT INC (CRD# 106375 / SEC# 801-47290)
Alternate Names: SIGNATURE , SIGNATURE FAMILY WEALTH ADVISORS , SIGNATURE FINANCIAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/06/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/03/2018
Arizona 01/03/2018
California 03/14/2017
Colorado 01/03/2018
Connecticut 01/03/2018
District of Columbia 01/03/2018
Florida 03/27/2008
Georgia 01/03/2018
Hawaii 01/03/2018
Illinois 03/28/2008
Kentucky 01/03/2018
Maine 01/03/2018
Maryland 01/03/2018
Massachusetts 01/03/2018
Michigan 01/03/2018
Missouri 01/03/2018
New Jersey 01/11/2018
New Mexico 01/03/2018
New York 03/16/2009
North Carolina 03/14/2017
Oregon 01/03/2018
Pennsylvania 01/03/2018
South Carolina 03/14/2017
Texas 03/24/2010
Virginia 08/24/1994
Washington 01/03/2018
Wisconsin 01/03/2018
Wyoming 01/03/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser