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Investment Adviser Firm Summary

PARSONS CAPITAL MANAGEMENT INC (CRD# 106295 / SEC# 801-45209)
Alternate Names: PARSONS CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/23/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 08/19/1997
Colorado 03/23/2016
Connecticut 12/01/1997
District of Columbia 03/28/2003
Florida 04/26/1995
Louisiana 03/10/2005
Maine 12/10/2012
Maryland 11/20/2013
Massachusetts 04/15/1994
Minnesota 11/30/1994
New Hampshire 05/06/2002
New Jersey 03/29/2005
New York 05/07/2003
Ohio 05/03/2002
Pennsylvania 03/10/2005
Rhode Island 01/01/1994
South Carolina 11/30/2016
Texas 02/01/2011
Vermont 11/20/2013
Virginia 05/03/2002
Washington 03/10/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser