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Investment Adviser Firm Summary

HONKAMP KRUEGER FINANCIAL SERVICES INC (CRD# 106237 / SEC# 801-50939)
Alternate Names: HK FINANCIAL SERVICES , HONKAMP KRUEGER FINANCIAL SERVICES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/17/1996

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/07/2016
Arizona 01/06/2003
Arkansas 07/27/2009
California 03/23/2005
Colorado 03/23/2005
Florida 01/25/1999
Georgia 03/05/2008
Hawaii 07/07/2016
Idaho 03/24/2017
Illinois 01/09/1998
Indiana 02/09/2001
Iowa 01/01/1999
Kansas 10/15/2003
Kentucky 11/09/2015
Louisiana 03/24/2017
Maryland 07/27/2017
Massachusetts 07/07/2016
Michigan 03/20/2014
Minnesota 09/10/1998
Mississippi 03/24/2017
Missouri 01/13/1999
Montana 03/05/2008
Nebraska 01/01/2002
Nevada 02/23/2011
New Mexico 02/23/2011
New York 01/13/2009
North Carolina 03/27/2013
North Dakota 03/27/2013
Ohio 03/26/2012
Oklahoma 10/04/2016
Oregon 02/23/2011
Pennsylvania 10/04/2016
South Carolina 03/05/2008
South Dakota 01/11/1999
Tennessee 09/08/2014
Texas 01/01/2000
Utah 10/04/2016
Virginia 02/23/2011
Washington 03/27/2013
Wisconsin 07/07/1998
Wyoming 07/27/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser