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Investment Adviser Firm Summary

SAGE ADVISORY SERVICES LTD CO (CRD# 106236 / SEC# 801-52937)
Alternate Names: SAGE ADVISORY SERVICES LTD CO

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/24/1996

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/21/2003
Alaska 10/18/2004
Arizona 03/21/2003
Arkansas 03/24/2003
California 03/21/2003
Colorado 03/21/2003
Connecticut 03/21/2003
Delaware 04/25/2003
District of Columbia 03/21/2003
Florida 04/07/1997
Georgia 02/13/2002
Hawaii 10/18/2004
Idaho 03/21/2003
Illinois 09/26/1997
Indiana 03/21/2003
Iowa 03/25/2004
Kansas 10/18/2004
Kentucky 03/21/2003
Louisiana 02/13/2002
Maine 10/18/2004
Maryland 03/21/2003
Massachusetts 02/13/2002
Michigan 03/21/2003
Minnesota 02/22/2002
Mississippi 03/21/2003
Missouri 03/21/2003
Montana 10/18/2004
Nebraska 02/13/2002
Nevada 03/21/2003
New Hampshire 02/14/2002
New Jersey 02/21/2002
New Mexico 03/21/2003
New York 10/18/1996
North Carolina 03/21/2003
North Dakota 10/18/2004
Ohio 02/13/2002
Oklahoma 03/21/2003
Oregon 03/21/2003
Pennsylvania 02/13/2002
Puerto Rico 03/25/2004
Rhode Island 03/21/2003
South Carolina 03/21/2003
South Dakota 03/21/2003
Tennessee 03/24/2003
Texas 04/02/1997
Utah 03/21/2003
Vermont 02/13/2002
Virginia 03/21/2003
Washington 03/21/2003
West Virginia 10/18/2004
Wisconsin 03/21/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser