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Investment Adviser Firm Summary

F L PUTNAM INVESTMENT MANAGEMENT CO. (CRD# 106223 / SEC# 801-21951)
Alternate Names: F L PUTNAM INVESTMENT MANAGEMENT CO. , PUTNAM F L INVESTMENT MANAGEMENT CO

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/30/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/16/1998
Colorado 03/29/2017
Connecticut 12/01/2003
District of Columbia 03/29/2010
Florida 04/01/2003
Georgia 03/25/2015
Maine 01/01/1998
Maryland 03/24/2016
Massachusetts 01/31/2003
Minnesota 08/08/2016
New Hampshire 03/20/1989
New Jersey 08/23/2016
New York 02/22/1989
North Carolina 03/29/2017
Ohio 04/20/2018
Pennsylvania 03/21/2007
Rhode Island 09/08/2005
Texas 03/21/2007
Vermont 09/08/2005
Washington 06/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser