at


Investment Adviser Firm Summary

VICTORY CAPITAL MANAGEMENT INC. (CRD# 106189 / SEC# 801-46878)
Alternate Names: CEMP , COMPASS EFFICIENT MODEL PORTFOLIOS , COMPASS EMP , DIVERSIFIED EQUITY MANAGEMENT , EXPEDITION INVESTMENT PARTNERS , INCORE CAPITAL MANAGEMENT , INTEGRITY , INTEGRITY ASSET MANAGEMENT , KEY ASSET MANAGEMENT INC , MUNDER , MUNDER CAPITAL , MUNDER CAPITAL MANAGEMENT , NEWBRIDGE ASSET MANAGEMENT , RS INVESTMENTS , SOPHUS CAPITAL , SYCAMORE CAPITAL , TRIVALENT INVESTMENTS , VICTORY , VICTORY ADVISORS INC , VICTORY CAPITAL , VICTORY CAPITAL MANAGEMENT INC. , VICTORY GRADISION CAPITAL MANAGEMENT , VICTORY NEWBRIDGE CAPITAL MANAGEMENT , VICTORY SBSF CAPITAL MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/10/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/07/1992
Alaska 08/17/1992
Arizona 08/29/1994
Arkansas 10/26/1994
California 10/28/1994
Colorado 01/01/1999
Connecticut 09/15/1997
Delaware 08/13/2003
District of Columbia 02/28/2001
Florida 09/17/1993
Georgia 02/28/2001
Hawaii 12/09/1997
Idaho 11/29/1992
Illinois 01/16/1998
Indiana 02/28/2001
Iowa 01/01/1999
Kansas 02/28/2001
Kentucky 08/20/1992
Louisiana 02/28/2001
Maine 01/01/1993
Maryland 02/28/2001
Massachusetts 02/28/2001
Michigan 02/28/2001
Minnesota 02/28/2001
Mississippi 12/12/1997
Missouri 01/21/1993
Montana 01/01/1998
Nebraska 09/02/1996
Nevada 07/21/1992
New Hampshire 02/28/2001
New Jersey 02/28/2001
New Mexico 02/28/2001
New York 02/28/2001
North Carolina 02/28/2001
North Dakota 02/28/2001
Ohio 02/28/2001
Oklahoma 01/01/1998
Oregon 02/28/2001
Pennsylvania 12/15/1997
Puerto Rico 08/25/1994
Rhode Island 01/01/1997
South Carolina 02/28/2001
South Dakota 11/24/1992
Tennessee 10/29/1992
Texas 05/09/1995
Utah 08/19/1992
Vermont 01/25/1995
Virginia 07/09/1992
Washington 12/09/1992
West Virginia 07/14/1992
Wisconsin 01/01/1993

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser