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Investment Adviser Firm Summary

GARDNER RUSSO & GARDNER LLC (CRD# 106114 / SEC# 801-41357)
Alternate Names: GARDNER RUSSO & GARDNER , GARDNER RUSSO & GARDNER LLC , SEMPER VIC PARTNERS GP, LP - RELYING ADVISER , THOMAS ADRIAN RUSSO (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/01/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/05/2005
Alaska 03/30/2018
Arizona 03/30/2018
Arkansas 03/30/2018
California 07/07/1994
Connecticut 09/12/1997
Delaware 11/26/2001
District of Columbia 06/27/1994
Florida 06/28/1994
Georgia 04/30/1999
Hawaii 03/30/2018
Idaho 05/14/1996
Illinois 06/29/1994
Indiana 09/12/2003
Iowa 03/30/2018
Kansas 03/30/2018
Kentucky 06/01/2012
Louisiana 03/10/2005
Maine 12/05/2005
Maryland 09/20/1994
Massachusetts 05/27/1994
Michigan 04/16/1999
Minnesota 09/23/2003
Mississippi 03/30/2018
Missouri 11/06/2008
Montana 03/30/2018
Nebraska 11/22/2002
Nevada 03/31/2017
New Hampshire 11/22/2002
New Jersey 11/18/1994
New Mexico 03/14/2012
New York 05/17/1996
North Carolina 11/22/2002
Ohio 12/05/2005
Oklahoma 11/22/2002
Oregon 03/30/2018
Pennsylvania 08/06/1992
Rhode Island 03/31/2017
South Carolina 12/17/2002
South Dakota 12/06/2005
Tennessee 06/11/1999
Texas 08/15/1994
Utah 03/30/2018
Vermont 11/22/2002
Virginia 09/27/1994
Washington 03/30/2018
West Virginia 03/30/2018
Wisconsin 07/05/1994
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser