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Investment Adviser Firm Summary

POLEN CAPITAL MANAGEMENT, LLC (CRD# 106093 / SEC# 801-15180)
Alternate Names: POLEN CAPITAL MANAGEMENT, INC. , POLEN CAPITAL MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/07/1980

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/10/2002
Alaska 03/30/2012
Arizona 01/10/2002
Arkansas 03/30/2012
California 11/05/2001
Colorado 04/11/2002
Connecticut 11/05/2001
Delaware 03/25/2011
District of Columbia 11/10/2001
Florida 03/22/1991
Georgia 01/10/2002
Hawaii 07/26/2005
Idaho 01/10/2002
Illinois 11/30/2001
Indiana 10/24/2001
Iowa 03/30/2012
Kansas 04/11/2002
Kentucky 01/10/2002
Louisiana 01/10/2002
Maine 04/11/2002
Maryland 11/05/2001
Massachusetts 11/05/2001
Michigan 02/11/2002
Minnesota 02/22/2002
Mississippi 02/11/2002
Missouri 02/11/2002
Montana 02/11/2002
Nebraska 03/30/2012
Nevada 02/11/2002
New Hampshire 02/12/2002
New Jersey 01/24/2002
New Mexico 03/30/2012
New York 11/05/2001
North Carolina 02/11/2002
North Dakota 03/30/2012
Ohio 02/13/2002
Oklahoma 04/04/2002
Oregon 02/13/2002
Pennsylvania 02/13/2002
Puerto Rico 03/30/2012
Rhode Island 03/25/2011
South Carolina 02/13/2002
South Dakota 03/30/2012
Tennessee 02/14/2002
Texas 11/06/2001
Utah 03/30/2012
Vermont 02/13/2002
Virgin Islands 03/28/2018
Virginia 02/13/2002
Washington 02/13/2002
West Virginia 03/30/2012
Wisconsin 02/13/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser