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Investment Adviser Firm Summary

WASATCH ADVISORS INC (CRD# 106081 / SEC# 801-11095)
Alternate Names: CROSS CREEK CAPITAL , CROSS CREEK CAPITAL PARTNERS , CROSS CREEK CAPITAL PARTNERS II GP, LLC ("RELYING ADVISER") , CROSS CREEK CAPITAL, GP, L.P. ("RELYING ADVISER") , WASATCH ADVISORS INC , WASATCH CROSS CREEK CAPITAL

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/23/1975

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/02/2002
Alaska 06/21/2002
Arizona 09/12/1995
Arkansas 06/21/2002
California 12/01/1992
Colorado 06/19/2002
Connecticut 08/21/1998
Delaware 04/16/2003
District of Columbia 09/04/1998
Florida 01/15/1993
Georgia 11/25/1992
Hawaii 06/19/2002
Idaho 05/19/1993
Illinois 03/03/1998
Indiana 06/19/2002
Iowa 06/24/2002
Kansas 06/19/2002
Kentucky 06/19/2002
Louisiana 06/19/2002
Maine 06/19/2002
Maryland 01/13/1993
Massachusetts 01/01/1996
Michigan 06/19/2002
Minnesota 06/25/2002
Mississippi 06/19/2002
Missouri 03/12/1993
Montana 06/19/2002
Nebraska 06/19/2002
Nevada 08/03/1998
New Hampshire 05/11/1993
New Jersey 01/29/1993
New Mexico 07/17/2002
New York 04/01/1993
North Carolina 06/19/2002
North Dakota 06/19/2002
Ohio 06/19/2002
Oklahoma 06/19/2002
Oregon 10/12/1994
Pennsylvania 08/03/1998
Puerto Rico 06/19/2002
Rhode Island 01/01/1993
South Carolina 06/09/2000
South Dakota 06/20/2002
Tennessee 06/20/2002
Texas 01/12/1990
Utah 12/24/1990
Vermont 06/19/2002
Virginia 01/04/1993
Washington 05/19/1992
West Virginia 06/24/2002
Wisconsin 06/19/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser