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Investment Adviser Firm Summary

CREDIT SUISSE ASSET MANAGEMENT, LLC (CRD# 106012 / SEC# 801-37170)
Alternate Names: CREDIT SUISSE ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/13/1990

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/29/1995
Alaska 03/05/2001
Arizona 09/26/1995
Arkansas 10/05/1995
California 10/05/1990
Colorado 12/21/1999
Connecticut 06/26/1997
Delaware 08/01/2003
District of Columbia 03/05/2001
Florida 07/24/1995
Georgia 03/05/2001
Hawaii 01/03/2000
Idaho 02/21/1996
Illinois 08/02/1995
Indiana 03/05/2001
Iowa 08/30/1999
Kansas 03/05/2001
Kentucky 03/05/2001
Louisiana 03/05/2001
Maine 03/05/2001
Maryland 03/05/2001
Massachusetts 03/05/2001
Michigan 03/05/2001
Minnesota 03/05/2001
Mississippi 12/01/1997
Missouri 03/06/1996
Montana 03/05/2001
Nebraska 07/31/1998
Nevada 08/03/1995
New Hampshire 03/05/2001
New Jersey 03/05/2001
New Mexico 03/05/2001
New York 03/05/2001
North Carolina 03/05/2001
North Dakota 03/05/2001
Ohio 03/05/2001
Oklahoma 01/01/1998
Oregon 03/05/2001
Pennsylvania 02/01/2000
Puerto Rico 08/04/1995
Rhode Island 03/05/2001
South Carolina 03/05/2001
South Dakota 03/05/2001
Tennessee 07/25/1997
Texas 01/01/2000
Utah 07/26/1995
Vermont 08/03/1995
Virginia 07/10/1990
Washington 08/23/1995
West Virginia 08/22/1995
Wisconsin 10/08/1990

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser