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Investment Adviser Firm Summary

REGENTATLANTIC CAPITAL, LLC (CRD# 105995 / SEC# 801-17301)
Alternate Names: BUGEN STUART KORN & CORDARO INC , REGENTATLANTIC , REGENTATLANTIC CAPITAL, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/01/1982

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/29/2018
California 01/06/2003
Colorado 03/21/2014
Connecticut 07/20/2000
Delaware 11/13/2013
District of Columbia 12/09/2016
Florida 03/20/1995
Georgia 03/17/2006
Illinois 05/06/2015
Louisiana 01/06/2003
Maryland 02/13/2008
Massachusetts 03/17/2006
Michigan 06/06/2013
Nebraska 03/21/2014
New Hampshire 03/21/2014
New Jersey 01/16/1985
New York 01/06/2003
North Carolina 01/06/2003
Ohio 12/09/2016
Pennsylvania 10/05/1998
Rhode Island 03/24/2010
South Carolina 10/04/2010
South Dakota 07/10/2017
Texas 01/06/2003
Vermont 03/27/2017
Virginia 03/30/2005
Washington 02/13/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser