at


Investment Adviser Firm Summary

MANNING & NAPIER ADVISORS, LLC (CRD# 105992 / SEC# 801-10733)
Alternate Names: MANNING & NAPIER ADVISORS INC , MANNING & NAPIER ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/04/1975

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/21/1994
Alaska 03/28/2013
Arizona 08/17/1994
Arkansas 01/01/1998
California 10/13/1988
Colorado 03/31/2010
Connecticut 09/15/1997
Delaware 07/29/2003
District of Columbia 11/18/1993
Florida 08/22/1988
Georgia 01/02/1993
Hawaii 03/28/2013
Idaho 03/28/2013
Illinois 05/25/1989
Indiana 02/09/2001
Iowa 03/28/2013
Kansas 03/28/2013
Kentucky 09/29/1988
Louisiana 03/28/2013
Maine 02/26/2004
Maryland 02/25/1991
Massachusetts 04/14/1994
Michigan 02/19/1998
Minnesota 01/28/1991
Mississippi 03/18/2008
Missouri 06/19/2001
Montana 03/28/2013
Nebraska 03/28/2013
Nevada 03/28/2013
New Hampshire 06/30/1993
New Jersey 12/01/1989
New Mexico 03/28/2013
New York 01/28/1985
North Carolina 12/18/2000
North Dakota 03/28/2013
Ohio 05/03/1999
Oklahoma 03/17/1999
Oregon 07/13/1995
Pennsylvania 01/02/1987
Puerto Rico 03/28/2013
Rhode Island 01/01/1993
South Carolina 12/08/1995
South Dakota 03/28/2013
Tennessee 05/11/1992
Texas 07/01/1994
Utah 03/28/2013
Vermont 12/15/1994
Virgin Islands 03/28/2013
Virginia 08/02/1988
Washington 02/27/2003
West Virginia 08/16/1988
Wisconsin 01/31/1991
Wyoming 04/05/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser