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Investment Adviser Firm Summary

ALBION MANAGEMENT GROUP (CRD# 105957 / SEC# 801-18270)
Alternate Names: ALBION FINANCIAL GROUP , ALBION MANAGEMENT GROUP , DBA ALBION FINANCIAL GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/10/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/29/2003
California 07/31/1986
Hawaii 03/30/2012
Idaho 03/31/1986
Louisiana 03/30/2012
Minnesota 03/30/2012
Montana 03/30/2005
Nevada 05/09/2005
New Hampshire 03/30/2012
New York 03/30/2012
Oregon 03/27/2018
Texas 01/20/2011
Utah 11/29/1991
Vermont 02/06/1995
Virginia 03/30/2012
Washington 03/07/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser