at


Investment Adviser Firm Summary

UNIPLAN REAL ESTATE ADVISORS, INC. (CRD# 105949 / SEC# 801-24133)
Alternate Names: FORWARD UNIPLAN ADVISORS, INC. , UNIPLAN REAL ESTATE ADVISORS, INC. , UNIPLAN, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/14/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2016
Alaska 03/20/2014
Arizona 03/31/2010
Arkansas 03/20/2014
California 06/14/1995
Colorado 03/20/2014
Connecticut 03/29/2004
Delaware 03/22/2016
District of Columbia 03/31/2010
Florida 03/25/2004
Georgia 03/07/2005
Hawaii 03/22/2016
Idaho 03/22/2016
Illinois 04/21/2004
Indiana 03/22/2016
Iowa 03/22/2016
Kansas 03/20/2014
Kentucky 03/22/2016
Louisiana 03/20/2014
Maine 03/22/2016
Maryland 03/30/2006
Massachusetts 03/24/2004
Michigan 03/07/2005
Minnesota 03/31/2010
Mississippi 03/22/2016
Missouri 03/31/2010
Montana 03/22/2016
Nebraska 03/22/2016
Nevada 03/30/2006
New Hampshire 03/20/2014
New Jersey 03/24/2004
New Mexico 03/22/2016
New York 03/24/2004
North Carolina 03/30/2006
North Dakota 03/22/2016
Ohio 03/07/2005
Oklahoma 03/22/2016
Oregon 03/30/2006
Pennsylvania 03/24/2004
Puerto Rico 03/22/2016
Rhode Island 03/22/2016
South Carolina 03/20/2014
South Dakota 03/22/2016
Tennessee 03/20/2014
Texas 03/24/2004
Utah 03/22/2016
Vermont 03/22/2016
Virgin Islands 03/22/2016
Virginia 03/30/2006
Washington 03/30/2006
West Virginia 03/22/2016
Wisconsin 06/14/1985
Wyoming 03/23/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser