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Investment Adviser Firm Summary

DANA INVESTMENT ADVISORS INC (CRD# 105879 / SEC# 801-14828)
Alternate Names: DANA INVESTMENT ADVISORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/21/1979

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/09/2002
Alaska 09/09/2009
Arizona 10/04/2002
Arkansas 09/09/2002
California 07/09/2002
Colorado 07/09/2002
Connecticut 09/09/2002
Delaware 07/19/2005
District of Columbia 05/31/2006
Florida 09/19/1990
Georgia 07/09/2002
Hawaii 03/06/2003
Idaho 03/06/2003
Illinois 09/13/2002
Indiana 07/09/2002
Iowa 03/06/2003
Kansas 11/13/2002
Kentucky 09/09/2002
Louisiana 03/06/2003
Maine 04/07/2005
Maryland 01/24/2003
Massachusetts 07/09/2002
Michigan 07/09/2002
Minnesota 09/09/2002
Mississippi 09/09/2002
Missouri 10/04/2002
Montana 11/13/2002
Nebraska 07/09/2002
Nevada 03/06/2003
New Hampshire 07/12/2005
New Jersey 09/09/2002
New Mexico 07/12/2005
New York 07/09/2002
North Carolina 11/13/2002
North Dakota 04/07/2005
Ohio 07/09/2002
Oklahoma 07/09/2002
Oregon 07/09/2002
Pennsylvania 07/09/2002
Rhode Island 09/09/2009
South Carolina 04/07/2005
South Dakota 07/14/2005
Tennessee 03/06/2003
Texas 07/09/2002
Utah 03/06/2003
Vermont 04/07/2005
Virginia 03/06/2003
Washington 07/05/1991
West Virginia 03/06/2003
Wisconsin 01/02/1980

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser