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Investment Adviser Firm Summary

WELLINGTON CONSULTING SERVICES INC (CRD# 105837 / SEC# 801-41552)
Alternate Names: WELLINGTON CONSULTING SERVICES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/01/1992
Arizona Cancelled 05/22/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/23/2003
Alaska 03/22/2016
Arizona 05/22/2004
Arkansas 04/03/2006
California 03/16/2000
Colorado 03/30/2007
Connecticut 03/30/2007
Delaware 04/08/2005
District of Columbia 02/16/2001
Florida 04/02/2002
Georgia 03/30/2005
Hawaii 03/30/2007
Idaho 03/30/2007
Illinois 03/16/2000
Indiana 03/21/2003
Iowa 04/10/2007
Kansas 03/30/2007
Kentucky 03/22/2016
Louisiana 03/28/2013
Maryland 02/16/2001
Massachusetts 03/30/2005
Michigan 03/30/2006
Minnesota 04/12/2005
Missouri 03/28/2013
Nevada 03/21/2003
New Hampshire 03/22/2016
New Jersey 04/15/2003
New Mexico 03/30/2005
New York 03/30/2005
North Carolina 03/21/2003
Ohio 03/30/2005
Oklahoma 03/30/2005
Oregon 03/30/2006
Pennsylvania 03/21/2003
South Carolina 03/30/2006
Tennessee 03/31/2005
Texas 03/17/2000
Utah 03/25/2008
Vermont 03/25/2008
Virginia 01/12/1993
Washington 03/30/2006
West Virginia 03/21/2003
Wisconsin 03/30/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser