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Investment Adviser Firm Summary

KENNEDY CAPITAL MANAGEMENT, INC. (CRD# 105834 / SEC# 801-15323)
Alternate Names: KENNEDY CAPITAL MANAGEMENT , KENNEDY CAPITAL MANAGEMENT INC , KENNEDY CAPITAL MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/17/1980

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/23/2008
Alaska 05/23/2008
Arizona 11/07/1996
Arkansas 05/23/2008
California 01/01/1984
Connecticut 03/31/2008
Delaware 06/09/2008
District of Columbia 05/23/2008
Florida 06/07/1984
Georgia 05/23/2008
Hawaii 05/23/2008
Idaho 05/23/2008
Illinois 05/12/1998
Indiana 01/07/2008
Iowa 05/27/2008
Kansas 05/23/2008
Kentucky 05/23/2008
Louisiana 12/08/2005
Maine 05/23/2008
Maryland 05/23/2008
Massachusetts 12/08/2005
Michigan 05/23/2008
Minnesota 05/23/2008
Mississippi 05/23/2008
Missouri 06/04/1980
Montana 05/23/2008
Nebraska 05/23/2008
Nevada 05/23/2008
New Hampshire 05/23/2008
New Jersey 11/19/1996
New Mexico 05/23/2008
New York 12/14/2006
North Carolina 05/23/2008
North Dakota 05/23/2008
Ohio 12/08/2005
Oklahoma 01/01/1998
Oregon 05/23/2008
Pennsylvania 05/12/2004
Puerto Rico 05/23/2008
Rhode Island 05/23/2008
South Carolina 05/23/2008
South Dakota 05/28/2008
Tennessee 11/07/2007
Texas 04/11/1989
Utah 05/23/2008
Vermont 05/23/2008
Virgin Islands 05/23/2008
Virginia 05/23/2008
Washington 05/23/2008
West Virginia 05/23/2008
Wisconsin 05/23/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser