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Investment Adviser Firm Summary

MILLER HOWARD INVESTMENTS INC (CRD# 105800 / SEC# 801-28170)
Alternate Names: MILLER HOWARD INVESTMENTS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/05/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/2012
Alaska 07/17/2007
Arizona 07/10/2002
Arkansas 07/17/2007
California 07/10/2002
Colorado 07/10/2002
Connecticut 07/10/2002
Delaware 07/23/2007
District of Columbia 03/29/2012
Florida 07/10/2002
Georgia 07/10/2002
Hawaii 06/03/2009
Idaho 01/25/2006
Illinois 07/17/2002
Indiana 05/09/2008
Iowa 03/29/2012
Kansas 03/29/2012
Kentucky 07/10/2002
Louisiana 09/22/2010
Maine 08/16/2006
Maryland 05/09/2008
Massachusetts 07/10/2002
Michigan 01/25/2006
Minnesota 07/17/2002
Mississippi 03/29/2012
Missouri 12/18/2002
Montana 03/29/2012
Nebraska 01/25/2006
Nevada 07/17/2007
New Hampshire 01/25/2006
New Jersey 09/01/1993
New Mexico 07/10/2002
New York 03/30/2007
North Carolina 07/10/2002
North Dakota 07/17/2007
Ohio 07/10/2002
Oklahoma 03/29/2012
Oregon 07/10/2002
Pennsylvania 07/10/2002
Rhode Island 01/25/2006
South Carolina 01/10/2007
South Dakota 04/25/2007
Tennessee 07/11/2002
Texas 07/10/2002
Utah 01/24/2008
Vermont 01/25/2006
Virginia 07/10/2002
Washington 02/07/1994
West Virginia 03/29/2012
Wisconsin 01/25/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser