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Investment Adviser Firm Summary

SCHAFER CULLEN CAPITAL MANAGEMENT INC (CRD# 105799 / SEC# 801-18407)
Alternate Names: SCHAFER CULLEN CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/31/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/11/2006
Alaska 03/31/2011
Arizona 08/31/2006
Arkansas 03/31/2004
California 01/18/1996
Colorado 03/29/2004
Connecticut 04/10/2000
Delaware 04/28/2004
District of Columbia 03/29/2004
Florida 03/30/2004
Georgia 03/29/2004
Hawaii 03/29/2004
Idaho 03/31/2011
Illinois 04/21/2004
Indiana 03/29/2004
Iowa 04/05/2004
Kansas 03/29/2004
Kentucky 03/29/2004
Louisiana 09/06/2006
Maine 03/29/2004
Maryland 06/20/1996
Massachusetts 08/11/1995
Michigan 03/29/2004
Minnesota 04/13/2004
Mississippi 03/29/2004
Missouri 03/29/2004
Montana 03/31/2011
Nebraska 03/31/2011
Nevada 03/29/2004
New Hampshire 07/31/1996
New Jersey 11/14/1994
New Mexico 03/29/2004
New York 12/13/1994
North Carolina 01/29/2001
North Dakota 03/31/2011
Ohio 04/14/2000
Oklahoma 03/31/2011
Oregon 03/29/2004
Pennsylvania 05/01/2000
Puerto Rico 03/31/2011
Rhode Island 03/29/2004
South Carolina 03/29/2004
South Dakota 04/01/2011
Tennessee 03/30/2004
Texas 02/10/1998
Utah 08/31/2006
Vermont 03/29/2004
Virgin Islands 03/31/2011
Virginia 02/06/1998
Washington 03/29/2004
West Virginia 03/29/2004
Wisconsin 03/29/2004
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser