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Investment Adviser Firm Summary

BNY MELLON ASSET MANAGEMENT NORTH AMERICA CORPORATION (CRD# 105764 / SEC# 801-19785)
Alternate Names: BNY MELLON ASSET MANAGEMENT NORTH AMERICA , BNY MELLON ASSET MANAGEMENT NORTH AMERICA CORPORATION , BNYM AMNA , MELLON CAPITAL , MELLON CAPITAL MANAGEMENT CORPORATION , STANDISH , TBCAM OPPORTUNISTIC, LLC , TBCAM, LLC , THE BOSTON COMPANY

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/30/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/02/2009
Alaska 02/02/2009
Arizona 02/02/2009
Arkansas 02/02/2009
California 12/08/1983
Colorado 02/02/2009
Connecticut 03/31/2006
Delaware 02/10/2009
District of Columbia 02/02/2009
Florida 01/12/1998
Georgia 03/30/2007
Hawaii 02/02/2009
Idaho 02/02/2009
Illinois 05/15/2009
Indiana 02/02/2009
Iowa 02/03/2009
Kansas 02/02/2009
Kentucky 02/02/2009
Louisiana 02/02/2009
Maine 02/02/2009
Maryland 02/02/2009
Massachusetts 03/31/2005
Michigan 03/30/2005
Minnesota 04/12/2005
Mississippi 02/02/2009
Missouri 03/30/2005
Montana 02/02/2009
Nebraska 03/30/2005
Nevada 02/02/2009
New Hampshire 03/30/2005
New Jersey 04/11/2005
New Mexico 02/02/2009
New York 03/30/2005
North Carolina 02/02/2009
North Dakota 02/02/2009
Ohio 03/30/2005
Oklahoma 02/02/2009
Oregon 02/02/2009
Pennsylvania 03/30/2007
Puerto Rico 02/02/2009
Rhode Island 02/02/2009
South Carolina 02/02/2009
South Dakota 02/04/2009
Tennessee 02/03/2009
Texas 02/06/2013
Utah 02/02/2009
Vermont 03/30/2007
Virginia 02/02/2009
Washington 02/02/2009
West Virginia 02/02/2009
Wisconsin 02/02/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser