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Investment Adviser Firm Summary

CCM INVESTMENT ADVISERS, LLC (CRD# 105743 / SEC# 801-29159)
Alternate Names: CCM ADVISERS, LLC , CCM INVESTMENT ADVISERS, LLC , COMPANION CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/03/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/08/1992
Arizona 01/31/1996
Colorado 10/01/2001
Connecticut 01/09/1998
District of Columbia 12/07/2011
Florida 01/16/1990
Georgia 07/31/1992
Hawaii 10/03/1997
Indiana 02/08/2001
Kentucky 07/29/1992
Louisiana 12/07/2011
Massachusetts 12/07/2011
Montana 01/01/1998
Nevada 12/07/2011
New York 11/23/1992
North Carolina 01/04/2001
Ohio 10/01/2001
Pennsylvania 12/07/2011
South Carolina 10/09/1986
Tennessee 08/24/1992
Texas 12/04/1989
Virginia 09/22/1992
Washington 02/21/1995
Wisconsin 12/07/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser