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Investment Adviser Firm Summary

RUSSELL INVESTMENT MANAGEMENT, LLC (CRD# 105734 / SEC# 801-17141)
Alternate Names: FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY , RUSSELL INVESTMENT GROUP , RUSSELL INVESTMENT MANAGEMENT COMPANY , RUSSELL INVESTMENT MANAGEMENT, LLC , RUSSELL INVESTMENTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/21/1982

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/25/2004
Alaska 04/05/2007
Arizona 03/30/2007
Arkansas 04/09/2007
California 10/31/2002
Colorado 06/17/2003
Connecticut 03/31/2006
Delaware 04/12/2007
District of Columbia 03/30/2007
Florida 11/01/2002
Georgia 10/31/2002
Hawaii 03/25/2004
Idaho 03/30/2007
Illinois 05/10/2006
Indiana 03/31/2006
Iowa 04/10/2007
Kansas 03/31/2006
Kentucky 06/17/2003
Louisiana 03/30/2007
Maine 03/30/2007
Maryland 03/30/2007
Massachusetts 03/25/2004
Michigan 03/31/2006
Minnesota 04/10/2007
Mississippi 03/30/2007
Missouri 03/25/2004
Montana 03/30/2007
Nebraska 10/31/2002
Nevada 03/30/2007
New Hampshire 10/31/2002
New Jersey 02/03/2003
New Mexico 03/30/2007
New York 10/31/2002
North Carolina 03/25/2004
North Dakota 03/30/2007
Ohio 02/03/2003
Oklahoma 10/31/2002
Oregon 03/31/2006
Pennsylvania 10/31/2002
Rhode Island 03/31/2006
South Carolina 03/30/2007
South Dakota 04/02/2007
Tennessee 04/03/2006
Texas 10/31/2002
Utah 10/31/2002
Vermont 10/31/2002
Virginia 10/31/2002
Washington 06/29/1982
West Virginia 03/30/2007
Wisconsin 03/25/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser