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Investment Adviser Firm Summary

FLIPPIN BRUCE & PORTER INC (CRD# 105718 / SEC# 801-24187)
Alternate Names: FLIPPIN BRUCE & PORTER INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/26/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/02/1992
California 05/08/1991
Florida 05/07/1991
Georgia 04/03/1989
Kansas 03/03/1994
Louisiana 10/05/2001
Maryland 01/10/1992
Massachusetts 05/06/1994
Mississippi 11/26/1997
Missouri 09/04/1991
New Jersey 04/01/1991
New York 04/22/1992
North Carolina 01/25/2001
Ohio 10/14/1999
Pennsylvania 03/04/1992
South Carolina 09/30/2003
Tennessee 06/02/1990
Texas 04/25/1990
Virginia 06/27/1987
Washington 04/17/1992

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser