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Investment Adviser Firm Summary

ON INVESTMENT MANAGEMENT CO (CRD# 105662 / SEC# 801-7941)
Alternate Names: ON INVESTMENT MANAGEMENT CO

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/14/1971
Alabama Terminated 04/15/2002
District of Columbia Terminated 02/09/2001
Georgia Terminated 04/15/2002
Indiana Terminated 12/09/2002
Maine Terminated 04/19/2002
Maryland Terminated 04/15/2002
Michigan Terminated 01/08/2002
North Carolina Terminated 04/15/2002
South Carolina Terminated 04/15/2002
West Virginia Terminated 01/31/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/28/1999
Alaska 08/08/2003
Arizona 08/01/2003
Arkansas 09/14/2000
California 06/21/1999
Colorado 04/15/2002
Connecticut 07/12/1999
Delaware 01/03/2005
District of Columbia 02/09/2001
Florida 06/22/1999
Georgia 08/01/2003
Hawaii 04/14/2014
Idaho 06/17/1999
Illinois 06/21/1999
Indiana 02/28/2001
Iowa 06/17/1999
Kansas 02/28/2001
Kentucky 02/28/2001
Louisiana 02/28/2001
Maine 06/30/1999
Maryland 07/07/1999
Massachusetts 07/31/2002
Michigan 02/28/2001
Minnesota 06/22/1999
Mississippi 12/16/2004
Missouri 06/21/1999
Montana 12/16/2004
Nebraska 08/16/2000
Nevada 06/18/1999
New Hampshire 02/28/2001
New Jersey 07/29/1999
New Mexico 12/16/2004
New York 02/28/2001
North Carolina 02/28/2001
North Dakota 02/28/2001
Ohio 04/15/2002
Oklahoma 12/16/2004
Oregon 02/28/2001
Pennsylvania 07/06/1999
Puerto Rico 07/07/1999
Rhode Island 12/16/2004
South Carolina 02/28/2001
South Dakota 06/21/1999
Tennessee 08/06/1999
Texas 02/28/2001
Utah 06/21/1999
Vermont 08/05/1999
Virginia 07/02/2003
Washington 07/21/1999
West Virginia 07/12/1999
Wisconsin 07/02/1999
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser