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Investment Adviser Firm Summary

SHAPIRO CAPITAL MANAGEMENT LLC (CRD# 105581 / SEC# 801-34275)
Alternate Names: SHAPIRO CAPITAL MANAGEMENT CO INC , SHAPIRO CAPITAL MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/21/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/07/1993
Arizona 03/21/2013
California 08/02/1995
Colorado 03/11/2003
Connecticut 06/12/2009
Delaware 03/21/2013
District of Columbia 03/21/2013
Florida 07/09/1992
Georgia 05/02/1989
Illinois 03/28/2013
Indiana 03/21/2013
Louisiana 03/21/2013
Maryland 03/21/2013
Massachusetts 03/21/2013
Michigan 03/21/2013
Minnesota 03/21/2013
Missouri 03/21/2013
Nevada 03/21/2013
New Hampshire 03/21/2013
New Jersey 04/09/2013
New York 06/12/2009
Ohio 03/21/2013
Pennsylvania 06/12/2009
South Carolina 03/11/2003
Tennessee 03/21/2013
Texas 05/03/1995
Virginia 04/08/1992
Washington 03/21/2013
Wisconsin 03/21/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser