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Investment Adviser Firm Summary

BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC (CRD# 105519 / SEC# 801-31237)
Alternate Names: BARROW HANLEY MEWHINNEY & STRAUSS INC , BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/31/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/25/2001
Alaska 03/28/2014
California 06/28/2004
Connecticut 03/30/2012
District of Columbia 10/10/2001
Florida 03/30/2004
Georgia 09/25/2001
Illinois 04/05/2002
Indiana 03/10/2005
Louisiana 03/30/2016
Maryland 03/30/2012
Massachusetts 03/28/2006
Michigan 10/13/2010
Minnesota 04/13/2004
Missouri 03/28/2006
Nevada 01/30/2001
New Jersey 05/03/2004
New York 03/10/2005
North Carolina 03/30/2012
Ohio 03/25/2002
Oklahoma 03/29/2004
Pennsylvania 03/29/2004
Tennessee 06/29/2004
Texas 01/01/1992

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser