at


Investment Adviser Firm Summary

T. ROWE PRICE ASSOCIATES, INC. (CRD# 105496 / SEC# 801-856)
Alternate Names: T. ROWE PRICE ASSOCIATES, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/29/1947

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/15/2000
Alaska 09/17/1998
Arizona 09/15/1998
Arkansas 09/17/1998
California 01/01/1970
Colorado 07/08/2005
Connecticut 09/28/1998
Delaware 05/30/2003
District of Columbia 01/27/1994
Florida 06/04/1971
Georgia 05/11/1989
Hawaii 10/02/1998
Idaho 09/15/1998
Illinois 10/29/1970
Indiana 02/13/2001
Iowa 01/01/1999
Kansas 09/15/1998
Kentucky 09/28/1998
Louisiana 03/29/2012
Maine 09/15/1998
Maryland 10/01/1990
Massachusetts 09/15/1998
Michigan 12/02/1997
Minnesota 09/17/1998
Mississippi 09/15/2000
Missouri 09/24/1998
Montana 09/25/1998
Nebraska 09/15/1998
Nevada 09/14/1998
New Hampshire 06/22/1988
New Jersey 01/18/1971
New Mexico 09/15/1998
New York 01/01/1973
North Carolina 01/05/2001
North Dakota 03/29/2018
Ohio 06/14/1999
Oklahoma 11/24/1998
Oregon 05/16/1989
Pennsylvania 02/06/1947
Puerto Rico 03/29/2018
Rhode Island 01/01/1993
South Carolina 09/16/1998
South Dakota 03/29/2018
Tennessee 10/01/1998
Texas 11/23/1970
Utah 09/17/1998
Vermont 09/23/1998
Virgin Islands 03/29/2018
Virginia 06/26/1987
Washington 09/16/1998
West Virginia 09/15/1998
Wisconsin 09/22/1998
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser