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Investment Adviser Firm Summary

BECK, MACK & OLIVER LLC (CRD# 105466 / SEC# 801-482)
Alternate Names: BECK, MACK & OLIVER LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/01/1940

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/2011
Arizona 07/05/2000
California 12/09/1996
Colorado 11/25/2013
Connecticut 09/08/1997
Delaware 03/16/1998
District of Columbia 05/01/1998
Florida 05/22/1979
Georgia 10/24/2000
Illinois 03/27/1998
Iowa 04/21/2009
Kentucky 03/04/2008
Louisiana 10/15/2012
Maine 04/15/1998
Maryland 03/17/1998
Massachusetts 10/10/2000
Michigan 11/19/1997
Nebraska 11/25/2013
New Hampshire 01/09/1997
New Jersey 03/25/1998
New Mexico 07/28/2006
New York 01/09/1974
North Carolina 01/04/2001
Ohio 07/07/2000
Oregon 04/20/2009
Pennsylvania 12/01/1941
Rhode Island 03/30/1998
South Carolina 06/21/2006
Tennessee 11/25/2013
Texas 03/31/1998
Vermont 03/27/1998
Virginia 03/03/1998
Washington 03/09/1998
West Virginia 02/10/1987

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser