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Investment Adviser Firm Summary

R M DAVIS INC (CRD# 105448 / SEC# 801-13878)
Alternate Names: DAVIS R M INC , R M DAVIS , R M DAVIS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/30/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/30/2007
California 07/25/2000
Connecticut 05/08/2001
District of Columbia 03/24/2016
Florida 04/16/1996
Georgia 04/28/2009
Illinois 06/16/2015
Maine 01/01/1998
Maryland 03/28/2002
Massachusetts 04/19/1994
Minnesota 03/23/2018
New Hampshire 06/05/1990
New Jersey 05/28/1996
New Mexico 03/16/2017
New York 03/24/2003
North Carolina 03/30/2004
Ohio 03/30/2007
Oregon 08/12/2016
Pennsylvania 05/17/1999
Rhode Island 11/19/2013
South Carolina 03/30/2007
Tennessee 03/16/2017
Texas 07/11/1996
Utah 03/23/2018
Vermont 01/18/1995
Virginia 07/26/2000
Washington 04/22/2014
Wisconsin 03/23/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser