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Investment Adviser Firm Summary

ACCREDITED INVESTORS INC (CRD# 105439 / SEC# 801-33659)
Alternate Names: ACCREDITED INVESTORS INC , ACCREDITED INVESTORS WEALTH MANAGEMENT , AII BUSINESS CENTER LLC , AII REAL ESTATE HOLDINGS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/09/1989
South Dakota Terminated 11/01/2002
Wisconsin Cancelled 12/12/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/05/2014
California 01/11/2012
Colorado 03/30/2016
Florida 11/08/2002
Illinois 01/12/2012
Maryland 01/11/2012
Massachusetts 03/30/2016
Minnesota 01/03/1989
Missouri 03/30/2016
Nebraska 08/03/2012
New Hampshire 03/27/2018
New York 03/05/2014
North Dakota 03/30/2016
Oregon 02/27/2015
Texas 08/03/2012
Washington 08/03/2012
Wisconsin 12/12/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser