at


Investment Adviser Firm Summary

GENEVA CAPITAL MANAGEMENT LLC (CRD# 105432 / SEC# 801-28444)
Alternate Names: GENEVA CAPITAL MANAGEMENT LLC , GENEVA CAPITAL MANAGEMENT LTD , HENDERSON GENEVA CAPITAL MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/04/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2011
Alaska 10/08/2015
Arizona 01/05/2005
Arkansas 10/08/2015
California 10/20/2004
Colorado 04/16/2014
Connecticut 07/17/2006
Delaware 08/02/2011
District of Columbia 10/08/2015
Florida 10/07/2002
Georgia 11/07/2008
Hawaii 10/08/2015
Idaho 10/08/2015
Illinois 12/19/1986
Indiana 11/24/2010
Iowa 10/08/2015
Kansas 03/22/2011
Kentucky 10/08/2015
Louisiana 06/18/2008
Maine 10/08/2015
Maryland 10/05/2005
Massachusetts 06/18/2008
Michigan 02/15/2005
Minnesota 06/21/2005
Mississippi 10/08/2015
Missouri 07/24/2008
Montana 10/08/2015
Nebraska 02/12/2008
Nevada 03/22/2011
New Hampshire 11/08/2006
New Jersey 07/17/2008
New Mexico 10/02/2009
New York 06/06/2005
North Carolina 06/18/2008
North Dakota 10/08/2015
Ohio 10/05/2005
Oklahoma 02/11/2015
Oregon 08/06/2012
Pennsylvania 07/17/2006
Puerto Rico 10/08/2015
Rhode Island 10/08/2015
South Carolina 10/09/2006
South Dakota 10/08/2015
Tennessee 11/10/2008
Texas 06/18/2008
Utah 10/08/2015
Vermont 10/08/2015
Virgin Islands 10/08/2015
Virginia 10/10/2005
Washington 11/24/2010
West Virginia 10/08/2015
Wisconsin 12/09/1986
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser