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Investment Adviser Firm Summary

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST (CRD# 105390 / SEC# 801-32108)
Alternate Names: DELAWARE CAPITAL MANAGEMENT , DELAWARE INVESTMENTS FUND ADVISERS , DELAWARE LINCOLN CASH MANAGEMENT , DELAWARE LINCOLN INVESTMENT ADVISERS , DELAWARE MANAGEMENT BUSINESS TRUST , DELAWARE MANAGEMENT COMPANY , MACQUARIE ALTERNATIVE STRATEGIES , MACQUARIE ASSET ADVISERS , MACQUARIE INVESTMENT MANAGEMENT ADVISERS , MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST , VANTAGE INVESTMENT ADVISERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/31/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/30/2001
Alaska 04/30/2001
Arizona 04/30/2001
Arkansas 05/17/2001
California 02/25/2000
Colorado 01/01/1999
Connecticut 04/30/2001
Delaware 08/29/2003
District of Columbia 05/10/2001
Florida 03/03/2000
Georgia 04/21/1989
Hawaii 04/30/2001
Idaho 04/30/2001
Illinois 05/17/2001
Indiana 01/22/2001
Iowa 02/25/2000
Kansas 04/30/2001
Kentucky 04/30/2001
Louisiana 04/30/2001
Maine 04/30/2001
Maryland 04/30/2001
Massachusetts 01/01/2001
Michigan 04/30/2001
Minnesota 10/30/1997
Mississippi 04/30/2001
Missouri 04/30/2001
Montana 04/30/2001
Nebraska 04/30/2001
Nevada 04/30/2001
New Hampshire 04/30/2001
New Jersey 04/30/2001
New Mexico 04/30/2001
New York 02/28/2000
North Carolina 04/30/2001
North Dakota 04/30/2001
Ohio 04/30/2001
Oklahoma 10/26/2001
Oregon 04/30/2001
Pennsylvania 07/06/1998
Puerto Rico 04/30/2001
Rhode Island 04/30/2001
South Carolina 04/30/2001
South Dakota 04/30/2001
Tennessee 10/05/2001
Texas 12/31/1998
Utah 04/30/2001
Vermont 04/30/2001
Virginia 04/30/2001
Washington 04/30/2001
West Virginia 04/30/2001
Wisconsin 04/30/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser