Investment Adviser Firm Summary

LOOMIS, SAYLES & COMPANY, L.P. (CRD# 105377 / SEC# 801-170)
Alternate Names: LOOMIS, SAYLES & COMPANY, L.P.

The adviser's REGISTRATION status is listed below.


SEC Approved 06/02/1977


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

Alabama 07/23/1997
Alaska 07/09/1997
Arizona 01/01/1998
Arkansas 07/22/1997
California 12/06/1993
Colorado 02/01/1999
Connecticut 08/11/1997
Delaware 08/14/2003
District of Columbia 01/28/1994
Florida 12/23/1952
Georgia 07/17/1997
Hawaii 08/25/1997
Idaho 07/08/1997
Illinois 04/02/1971
Indiana 02/07/2001
Iowa 01/01/1999
Kansas 09/12/1988
Kentucky 07/08/1997
Louisiana 10/11/2001
Maine 07/08/1997
Maryland 01/01/1991
Massachusetts 11/20/2002
Michigan 04/03/1998
Minnesota 04/06/1971
Mississippi 07/08/1997
Missouri 07/08/1997
Montana 07/25/1997
Nebraska 03/21/1997
Nevada 02/09/1994
New Hampshire 03/01/1978
New Jersey 08/26/1971
New Mexico 03/29/1996
New York 09/15/1993
North Carolina 01/16/2001
North Dakota 01/18/2000
Ohio 02/24/2000
Oklahoma 01/01/1998
Oregon 05/14/1971
Pennsylvania 05/12/1994
Puerto Rico 08/28/2001
Rhode Island 07/16/1997
South Carolina 01/01/1973
South Dakota 07/21/1997
Tennessee 07/23/1997
Texas 01/03/1994
Utah 07/08/1997
Vermont 10/21/1994
Virginia 10/04/1993
Washington 03/10/1972
West Virginia 07/08/1997
Wisconsin 01/01/1956


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser