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Investment Adviser Firm Summary

PROVISE MANAGEMENT GROUP, LLC (CRD# 105375 / SEC# 801-32172)
Alternate Names: PROVISE MANAGEMENT GROUP INC , PROVISE MANAGEMENT GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/02/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 11/22/2013
Colorado 12/09/2014
Connecticut 10/20/2015
Florida 08/18/1988
Georgia 01/08/2008
Hawaii 07/12/2011
Illinois 06/23/2017
Louisiana 03/28/2013
Maine 07/22/2016
Maryland 01/08/2008
Massachusetts 03/26/2015
Nebraska 02/25/2010
New Hampshire 12/13/2005
New Jersey 11/24/2015
New York 08/28/2013
North Carolina 10/22/2008
Ohio 03/26/2015
Pennsylvania 03/26/2015
South Carolina 03/27/2012
Texas 06/24/1999
Virginia 04/29/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser